An advance copy of the revised guidance for Accidents
and Supervision [483.25(h)(1) and (2) - F323] has been posted by CMS, with
implementation August 6, 2007.
(http://www.cms.hhs.gov/SurveyCertificationGenInfo/PMSR/itemdetail.asp?filterType=none&filterByDID=0&sortByDID=4&sortOrder=descending&itemID=CMS1201011&intNumPerPage=10).
Please make sure this whole http address gets
copied/pasted into your web browser if the link doesn’t work for you; if you’re
unable to access the zipfile, let me know! The analysis below is from
AAHSA:
+ Statement
of INTENT: "…to ensure the facility provides an environment that is free
from accident hazards over which the facility has control and provides
supervision and assistive devices to each resident to prevent avoidable
accidents…"
+ DEFINITIONS
- Including "accident- an unexpected or unintentional incident that may result
in resident injury or illness, excluding incidents resulting from
treatment or care consistent with current standards of practice; "avoidable
accident" - an occurrence as
referenced above due to facility failure to identify, evaluate, implement and/or
monitor the effectiveness of interventions
related to environmental hazards; and "unavoidable accident" - an occurrence
despite facility efforts to identify, evaluate,
implement and monitor interventions related to environmental hazards.
- definitions
for "assistive device," "environment and resident environment," fall" (*the
definition is the same as used in the RAI/MDS process, i.e., that
“…an intercepted fall is a fall,” and was strongly objected to by AAHSA as an
inherent contradiction
to the application of this tag, i.e., accidents/supervision. In the
context of this tag, the
definition should address the
facility's ability to mitigate risk, i.e., prevent occurrences to the degree
possible);
"hazards," "risk," and
"supervision/adequate supervision."
+ OVERVIEW -
Including a reiteration of the facility's regulatory obligations, and addressing
a "commitment to safety", with sections:
- A SYSTEMS
APPROACH to resident safety, addressing identification of hazards and
risks, evaluation and analysis, implementation of Monitoring and Modification of
interventions;
- SUPERVISION
- as "...an intervention and a means of mitigating accident risk"; adequacy
"...is defined by type and frequency, based on the individual resident's
assessed needs, and identified hazards in the resident's environment."
There are carve-outs under this section on resident smoking and
resident-to-resident
altercations.
- RESIDENT
RISKS AND ENVIRONMENTAL HAZARDS, that discusses "common…hazards found in the
resident environment", including that there must be accessibility by a
"vulnerable" resident. Subsections include Resident
Vulnerabilities, e.g., falls, unsafe
wandering/elopement; Physical Plant Hazards, e.g., chemicals and toxins,
Water Temperature, Electrical Safety, and
Assistive Devices/Equipment Hazards
+
INVESTIGATIVE PROTOCOL - for use with sampled residents at risk for or who have
a history of accidents, falls or unsafe wandering/elopement and/or who create a
risk for others; and for identified hazards/risks.
- Procedures: Observation of the
general and resident environment, Resident/family/Staff Interviews, Record
Review (Assessment/Plan of Care),
and Review of Facility Practices; DETERMINATION OF COMPLIANCE:
Criteria for Compliance / Noncompliance,
Potential Tags for Additional Investigation; and V. DEFICIENCY CATEGORIZATION,
i.e., severity levels with examples. (*The initial proposal had all
"unsafe wandering/elopement" at IJ, but CMS ultimately agreed that facilities
may have back-up practices/measures in place that limit exposure to
hazards/harm.)
The next
guidance to be released will reportedly be the one for feeding assistants, with
a probable implementation date of 9/28/07.